Biomarkers Predicting Clinical Outcome of Epidermal Growth Factor Receptor–Targeted Therapy in Metastatic Colorectal Cancer

Salvatore Siena; Andrea Sartore-Bianchi; Federica Di Nicolantonio; Julia Balfour; Alberto Bardelli

Disclosures

J Natl Cancer Inst. 2009;101(19):1308-24. 

In This Article

Predicting Response: Molecular Biomarkers

Early work exploring molecular biomarkers of response to EGFR-targeted monoclonal antibodies (ie, cetuximab or panitumumab) as alternatives to EGFR protein determined by immunohistochemistry started in 2005[26] and was based on retrospective analyses of archived tumor tissue from subsets of patients participating in clinical trials. However, more recently studies have been designed to incorporate biomarker analysis (eg, the pivotal phase III panitumumab study).[13,27] In general, primary tumor tissue was analyzed, although metastatic tissue was evaluated in some instances. In the majority of studies, cetuximab was given in combination with chemotherapy, which could make interpretation difficult, whereas to date, panitumumab has been administered almost exclusively as monotherapy. Although most biomarker datasets are from chemotherapy-refractory or relapsed patients who had received multiple previous lines of treatment, first-line data have recently been presented.[28,29] Finally, it should also be mentioned that many analyses were based on objective responses alone, without taking disease stabilization into account.

Markers Downstream of EGFR

A rapidly growing body of knowledge has indicated that growth of many tumors is driven by constitutive activation of signaling pathways downstream of the EGFR, as will be discussed below. Figure 1 shows the interactions between various signaling pathways involved in tumor proliferation and progression. Such close interactions between these pathways may provide "escape mechanisms" that allow tumors to circumvent a pathway that has been pharmacologically blocked.

Figure 1.

Overview of interlinked cellular signaling pathways involved in the proliferation and progression of colorectal cancer. Agents targeting signaling proteins that have been evaluated or are currently being evaluated in phase II, III, or IV clinical trials for colorectal cancer are shown. The epidermal growth factor receptor (EGFR)–related family of receptor tyrosine kinases includes human epidermal growth factor receptor (HER1), EGFR, or c-erbB1; HER2 or c-erbB2; HER3 or c-erbB3; and HER4 or c-erbB4. C-MET = mesenchymal–epithelial transition factor; EGF = epidermal growth factor; HDAC = histone deacetylases; HGF = hepatocyte growth factor; IGF-1 = insulin-like growth factor-I; IGF-1R = insulin-like growth factor-I receptor; IR = insulin receptor; VEGF = vascular endothelial growth factor; VEGF-R = vascular endothelial growth factor receptor.

The interlinked RAS–MAPK and PI3K signaling pathways (Figure 1) play an important role in tumorigenesis via phosphorylation of various proteins and transcription factors that directly control cell growth, differentiation, and apoptosis.[1,2,30] KRAS, a member of the rat sarcoma virus (ras) gene family of oncogenes (including KRAS, HRAS, and NRAS), encodes the guanosine diphosphate (GDP)– and guanosine triphosphate (GTP)–binding protein RAS that acts as a self-inactivating intracellular signal transducer.[31] After binding and activation by GTP, RAS recruits the oncogene RAF, which phosphorylates MAP2K (mitogen-activated protein kinase kinase)-1 and MAP2K-2, thus initiating MAPK signaling that ultimately leads to expression of proteins playing important roles in cell growth, differentiation, and survival. The oncogene PIK3CA encodes the p110 subunit of PI3K, which can be activated via interaction with RAS proteins.[1,2,30]

Mutation in KRAS, BRAF, or PIK3CA results in continuous activation of the downstream RAS–MAPK or PI3K pathways, regardless of whether the EGFR is activated or pharmacologically blocked. Such activation in turn enhances transcription of various oncogenes, including MYC, CREB, and the gene for nuclear factor κB.[1,2,30]

A recent population-based study of 586 patients with colon adenocarcinomas found mutations in KRAS, BRAF, and/or PIK3CA in 316 (56%) of the 586 tumors studied.[32]KRAS is the most commonly mutated gene in this pathway, with mutations in 35%–45% of colorectal adenocarcinomas; mutations in PIK3CA (≤20%) and BRAF (<15%) are less common.[32–37] Mutations in PIK3CA and KRAS or BRAF may coexist within the same tumor,[32,36–38] but KRAS and BRAF mutations appear to be mutually exclusive.[33,34,39–41]KRAS mutation is thought to be an early event in tumorigenesis,[42,43] and, in general, metastatic and primary sites have been concordant with regard to KRAS status,[44–46] with only small differences having been reported.[47,48]KRAS mutations have been explored as prognostic biomarkers (independent of anti-EGFR monoclonal antibody treatment), but data are conflicting, reflecting differences in datasets and methodologies and possibly tumor heterogeneity.[32,43,49–54] Retrospective data from 2721 patients with colorectal cancer from the RASCAL (ie, the Kirsten ras in Colorectal Cancer Collaborative Group) study[43] indicated that KRAS mutations may be associated with increased risk of death (P=.002). However, in phase III monotherapy studies of cetuximab[55] or panitumumab,[13,27]KRAS mutations did not appear to affect outcome among patients receiving only best supportive care. Furthermore, KRAS mutations do not appear to have a stage-specific prognostic value: No association between tumor KRAS mutations and relapse-free survival was observed among patients with stage II and stage III colorectal cancer in the Pan-European Trials in Adjuvant Colon Cancer (PETACC) 3 study.[54]

KRAS Mutations. A number of groups undertook retrospective testing of KRAS status of tumors from patients with metastatic colorectal cancer who were treated with cetuximab or panitumumab (with or without chemotherapy).[26,33,34] Lievre et al.[34] first reported the link between KRAS mutations and lack of response to EGFR-targeted monoclonal antibodies, a concept previously proposed by Moroni et al.,[26] based on their cohort study (n = 30 patients). These findings were confirmed and extended to BRAF in a series of 48 patients by Benvenuti et al.,[33] who also found that transfection of mutated KRAS (G12V) into wild-type DiFi colorectal cancer cells confers resistance to cetuximab. KRAS mutations have since emerged as a major predictor of resistance to panitumumab or cetuximab in the clinical setting. Studies[27,34,36,55–60] of patients receiving first and subsequent lines of treatment have found that those with tumors carrying KRAS mutations do not respond to EGFR-targeted monoclonal antibodies or experience any survival benefit from such treatment. Indeed, the progression-free interval in patients with tumors carrying mutant KRAS generally appears to be approximately half that of those patients whose tumors carry wild-type KRAS (Table 2).

The pivotal randomized phase III study of panitumumab monotherapy in the relapsed or refractory setting[13] was the first large study (n = 463 patients) to confirm the negative predictive value of KRAS mutations.[27] Biomarker analysis of primary tumor tissue was planned in the protocol and KRAS analysis was performed in a blinded manner at a central laboratory by use of a KRAS testing kit (DxS Ltd, Manchester, UK).[27] Among the 463 patients enrolled in this study, 427 (92%) were included in the KRAS analysis. Of these 427, 184 (43%) were found to have tumors harboring mutant KRAS: 84 (40%) of the 208 patients randomly assigned to panitumumab plus best supportive care and 100 (46%) of the 219 patients assigned to best supportive care alone. Among the 208 patients assigned to panitumumab, 21 (17%) of the 124 patients in the wild-type KRAS subgroup achieved objective response, whereas none of the 84 patients in the mutant KRAS subgroup responded to this treatment. Median progression-free interval among those treated with panitumumab was 12.3 weeks among those in the wild-type KRAS subgroup and 7.4 weeks among those in the mutant KRAS subgroup. The hazard ratio (HR) for disease progression or death (panitumumab vs control group) was 0.45 (95% confidence interval [CI] = 0.34 to 0.59) for panitumumab in the wild-type KRAS subgroup, but there was no benefit of panitumumab in the mutant KRAS subgroup (HR = 0.99, 95% CI = 0.73 to 1.36) (Figure 2). A sensitivity analysis that adjusted for potential bias from unscheduled assessment found similar results. A total of 168 (77%) of the 219 KRAS-evaluable patients initially assigned to the control group crossed over to receive panitumumab after disease progression, at a median time of 7.1 weeks; this crossover confounded analysis of overall survival. Among these 168 patients, 20 (22%) of the 91 in the wild-type KRAS subgroup, compared with none in the mutant KRAS subgroup, responded to panitumumab treatment; it is important to note that these results were based on local review, whereas tumor response in the main study was based on central review.[27]

Figure 2.

Progression-free interval and KRAS mutation status of tumor in patients with metastatic colorectal cancer who were randomly assigned to treatment with best supportive care (BSC) alone or panitumumab (Panit) plus BSC in a phase III study.[27]A) Tumors with mutant KRAS status. B) Tumors with wild-type KRAS status[27] (with permission from the American Society of Clinical Oncology). CI = confidence interval; HR = hazard ratio.

KRAS data from three large randomized phase II–III cetuximab studies have recently been published, including the first-line OPUS (ie, Oxaliplatin and Cetuximab in First-Line Treatment of metastatic colorectal cancer)[28] and CRYSTAL (ie, Cetuximab Combined With Irinotecan in First-Line Therapy for Metastatic Colorectal Cancer)[29] studies and the NCIC-CTG (ie, National Cancer Institute of Canada-Clinical Trials Group) monotherapy study conducted in relapsed or refractory patients or those with contraindications to chemotherapy.[55] Data from 394 (69%) of the 572 KRAS-evaluable patients participating in the phase III NCIC–CTG trial confirmed that patients with tumors carrying KRAS mutations do not benefit from cetuximab monotherapy. Both progression-free and overall survival were similar for the cetuximab and control groups in those patients with tumors carrying KRAS mutations (progression-free interval = 1.8 vs 1.8 months [HR = 0.99, 95% CI = 0.73 to 1.35, P=.96]; overall survival = 4.6 vs 4.5 months [HR = 0.98, 95% CI = 0.70 to 1.37, P=.89]). However, in the subgroup whose tumors carried wild-type KRAS, cetuximab treatment was associated with statistically significantly (P<.001) longer survival than control treatment (progression-free interval = 3.7 vs 1.9 months [HR = 0.40, 95% CI = 0.30 to 0.54]; overall survival = 9.5 vs 4.8 months [HR = 0.55, 95% CI = 0.41 to 0.74, P<.001]).[55] It should be noted that unlike the pivotal panitumumab phase III study,[13] the design of this study did not allow patients from the control group who had disease progression to cross over to monoclonal antibody treatment. Final retrospective data from the OPUS and CRYSTAL studies indicate that the addition of cetuximab to first-line FOLFOX (folinic acid, fluorouracil, and oxaliplatin)[28] or FOLFIRI (folinic acid, fluorouracil, and irinotecan)[29] chemotherapy does not benefit patients with tumors carrying KRAS mutations, although those patients can benefit from chemotherapy alone (Table 2). Indeed, findings of the OPUS study indicate that addition of EGFR-targeted treatment to chemotherapy may even be detrimental in such patients[28] (Table 2).

In the PACCE (ie, Panitumumab Advanced Colorectal Cancer Evaluation) study,[16] adding panitumumab to bevacizumab and chemotherapy was associated with shortening of the progression-free interval among patients with tumors carrying wild-type KRAS (11.5 months in the chemotherapy–bevacizumab arm vs 9.8 months in the panitumumab-chemotherapy–bevacizumab arm). In the CAIRO (ie, Capecitabine, Irinotecan, and Oxaliplatin trial)–2 study,[17] addition of cetuximab to capecitabine, oxaliplatin, and bevacizumab as first-line treatment in patients with metastatic colorectal cancer had no effect on progression-free interval among those with tumors carrying wild-type KRAS (10.6 months in the chemotherapy–bevacizumab arm vs 10.5 months in the combined cetuximab arm). However, this combination had a marked detrimental effect among patients with tumors carrying mutated KRAS (12.5 vs 8.1 months).[17]

The proportion of patients bearing wild-type KRAS tumors who fail to achieve either objective response or disease stabilization with panitumumab or cetuximab varies considerably between studies (Table 2). Among a total of 124 patients with such tumors who were treated with panitumumab in the pivotal phase III study, 45 (36%) had a best response of progressive disease.[61] These patients had a median progression-free interval of 7.3 weeks, as shown by a post hoc subanalysis (Figure 3). However, among patients with stable disease or a partial response, median progression-free interval was 23.9 and 27.0 weeks, respectively.[61]

Figure 3.

Progression-free interval by response to panitumumab in a subgroup of patients with metastatic colorectal cancer whose tumors carry wild-type KRAS. Data are from a phase III study.[27,61]

It is interesting to note that in other solid tumor settings, EGFR inhibitors (tyrosine kinase inhibitors or cetuximab) have shown minimal activity in patients with pancreatic cancer,[62,63] which is associated with a very high prevalence of KRAS mutations (approximately 90%),[64] and in patients with lung cancer whose tumors carry KRAS mutations.[65–67]

BRAF Mutations. Recently published retrospective analysis[40] of 113 tumors from patients who received panitumumab or cetuximab in second or subsequent lines of treatment showed that those with tumors that carried BRAF V600E mutations (n = 11, 10%) did not respond to EGFR inhibition and had statistically significantly shorter progression-free interval (P=.001) and overall survival (P<.001) than patients whose tumors carried wild-type BRAF (n = 34). A similar pattern was observed in an analysis of 231 tumors from patients treated with first-line cetuximab plus capecitabine, oxalipatin, and bevacizumab in the CAIRO-2 study.[41] The median progression-free interval and overall survival were 6.6 and 15.2 months for patients with tumors carrying mutant BRAF (n = 28), vs 10.4 (P=.01) and 21.5 (P=.001) months in those with tumors carrying wild-type BRAF (n = 231). However, the response rate did not differ between these two patient subgroups (39% vs 48%; P=.04).

Di Nicolantonio et al.[40] also demonstrated that introduction of the BRAF V600E allele could confer resistance to either cetuximab or panitumumab in wild-type BRAF colorectal cancer cells. Furthermore, they showed that the multikinase inhibitor sorafenib may restore sensitivity to EGFR inhibitors in BRAF-mutated colorectal cancer cell lines. Consequently, combined sorafenib and cetuximab therapy is undergoing clinical evaluation in metastatic colorectal cancer in a National Cancer Institute–sponsored trial (NCT00343772; http://clinicaltrials.gov/ct2/show/NCT00343772). Evaluation of EGFR-targeted antibodies in combination with other novel and more selective BRAF inhibitors, such as PLX-4032 and XL-281, is also warranted.

PTEN and PI3K. Loss of expression of the tumor suppressor PTEN protein, which regulates the PI3K–Akt signaling pathway, has been reported to confer tumor resistance to EGFR tyrosine kinase inhibitors in vitro[68] and has been linked to erlotinib resistance in patients with glioblastoma[69] and to trastuzumab resistance in patients with breast cancer.[70] In vitro studies in various colon cancer cell lines have found that activating PIK3CA mutations or loss of PTEN expression appeared to confer resistance to cetuximab. Cell lines that had mutations in PIK3CA, or were PTEN null, and also had mutations in RAS or BRAF exhibited the greatest resistance to cetuximab.[71] Similarly, in the clinical setting, deregulation of either PIK3CA or PTEN gene (via mutation or loss of expression; P=.02)[38] or PTEN protein expression loss alone (P<.001)[58] statistically significantly impaired response to cetuximab-based treatment in colorectal cancer patients. Frattini et al.[58] reported that none of 11 patients with tumor PTEN loss responded to cetuximab-based treatment, whereas 10 (63%) of 16 patients with intact PTEN protein expression were partial responders. Perrone et al.[38] also noted that none of three patients with PTEN mutation responded to treatment with cetuximab and irinotecan. In a total of 92 patients with metastatic colorectal cancer who were included in three biomarker analyses,[26,34,38] nine (10%) had tumors bearing PIK3CA mutations and only one responded to EGFR-targeted treatment. In a larger patient series (n = 110), Sartore-Bianchi et al.[72] found that PIK3CA mutations and PTEN loss in colorectal tumors were statistically significantly associated with lack of response to panitumumab (zero of 15 patients, P=.038) or cetuximab (one of 32 patients, P=.001) treatment. In the same study, PIK3CA mutations and/or loss of PTEN expression were negatively associated with progression-free interval, and loss of PTEN expression was also linked with poorer overall survival (P=.005). These investigators suggested that combining mutation analysis for KRAS and PIK3CA (loss of PTEN and/or PIK3CA mutation) could identify up to 70% of patients with metastatic colorectal cancer who are unlikely to respond to treatment with an EGFR-targeted monoclonal antibody.[72] Contradictory evidence was recently reported by Prenen et al.[73] who found no strong rationale for using PIK3CA mutations as a single marker for sensitivity to cetuximab in chemotherapy-refractory metastatic colorectal cancer. Razis et al.[74] reported that normal PTEN protein expression was associated with a higher response rate and longer time to progression in patients treated with cetuximab-based therapy, despite a 50% response rate observed in patients who had lost PTEN protein expression.[74] Because this study included patients treated with first-line cetuximab and chemotherapy, these findings are difficult to interpret. Further investigation and prospective data from large randomized clinical trials are required to confirm these findings before they can be integrated into clinical practice.

Because tumors with oncogenic PIK3CA mutations are likely to be driven by PI3K as the primary source of growth, proliferation, and survival signaling (Figure 1), the use of selective PI3K inhibitors is being tested in ongoing trials. Indeed, several PI3K inhibitors are progressing from preclinical development to phase I clinical studies. This family of compounds includes XL147, GDC-0941, BGT226, and the pan-PI3K–mammalian target of rapamycin (mTOR) inhibitors XL765 and NVP-BEZ235.[75] The combination of cetuximab and the mTOR inhibitor everolimus has been shown to be effective in restoring growth inhibition in cetuximab-resistant colorectal cancer cells.[76] It remains to be evaluated in clinical trials whether concomitant inhibition of the EGFR and PIK3CA pathways (Figure 1) will convey clinical benefit.

In addition, in colorectal cancer, the incidence of PIK3CA and BRAF mutations (but not mutations of KRAS or TP53) displays a gender bias with a higher frequency occurring in women.[32,77] Thus, it could be hypothesized that female patients with metastatic colorectal cancer might be less likely to benefit from treatment with EGFR-targeted monoclonal antibodies. However, available clinical data do not support this hypothesis.[17,27,29]

EGFR as a Target

Many technical reasons have been advocated for the lack of association between EGFR detection by immunohistochemistry and response to EGFR-targeted treatment, as discussed by Shia et al.[78] These reasons include disparity between the form or epitope of EGFR detected by immunohistochemistry and that targeted by anti-EGFR monoclonal antibodies, as well as issues related to processing and handling of tumor tissue samples, such as prolonged storage. Immunohistochemistry is also a semiquantitative method that lacks a standardized scoring system and is subject to interobserver variation. Moreover, differences between primary colorectal tumors and their metastases with regard to EGFR expression have been reported,[79] indicating that reliance on such biomarkers in the primary tumor to predict treatment response of metastatic growths may be inappropriate.

EGFR Affinity and Phosphorylation. Using a specific ligand-binding assay, Francoual et al.[80] found that many tumors contain both low- and high-affinity EGFRs: 64 (78%) of 82 tumor specimens contained only high-affinity binding sites (median dissociation constant = 0.75 nM) and 18 (22%) had both low- and high-affinity sites. Because immunohistochemistry-based methods cannot distinguish between low- and high-affinity EGFR, these findings may provide further explanation for the lack of correlation between EGFR immunostaining and clinical response to EGFR-targeted treatment.

EGFR phosphorylation status may reflect the level of receptor utilization by the tumor. This parameter (as determined by immunohistochemistry) was associated with clinical response in patients treated with cetuximab-based therapy. Patients with an activated or phosphorylated EGFR score, as indicated by an immunohistochemistry-based visual score of 7 or greater, were almost twice as likely to have disease control (objective response or stable disease) than those with a score of less than 7 (100% vs 54%; P=.05).[81]

EGFR Gene Status. Activating mutations, including in-frame deletions and amino acid substitutions in exons 18, 19, and 21 in the EGFR catalytic domain, play an important role in determining responsiveness to tyrosine kinase inhibitors in the lung cancer setting.[82,83] Such mutations are rare[26,84] or absent[57,85] in colorectal cancer tumors. Moroni et al.[26] detected one mutation (3.2%) among 31 patients with metastatic colorectal cancer, occurring in a patient who achieved stable disease for 24 weeks with cetuximab and chemotherapy treatment. This missense heterozygous mutation in exon 21 (Gly857Arg) affected a residue located within the activation loop of the EGFR catalytic domain and was one amino acid away from the Leu858Arg-activating mutation that has been identified in patients with lung cancer who respond to gefitinib or erlotinib.[86] At disease progression, the patient whose tumor had this mutation was treated with gefitinib; this molecular alteration in EGFR was not associated with clinical response because the disease progressed after 4 weeks of treatment. Notably, a specific polymorphism of EGFR affecting exon 13 at residue 521 Arg/Arg (previously identified as residue 497, rs11543848) has been linked with improved overall survival in women with metastatic colorectal cancer (vs Lys/Lys and/or Lys/Arg variants), although the reverse pattern was observed in men with this disease.[87] This same polymorphism has been linked to cetuximab response in other studies.[88–90] Conflicting evidence also exists for a polymorphism affecting the ligand of EGFR, EGF, at position 61 (rs4444903).[89,91,92]

A small proportion of colorectal tumors overexpress EGFR via amplification of the gene, which can be detected by fluorescence in situ hybridization (FISH)[93] or chromogenic in situ hybridization.[78] Although the intensity of protein expression was associated with the likelihood of gene amplification, immunohistochemistry had a low specificity (17% in primary tumors and 23% in metastatic tumors) for predicting gene amplification.[78]

When EGFR gene copy number was evaluated by polymerase chain reaction, no association was found between this parameter and clinical outcome of panitumumab- or cetuximab-based treatment,[26,57,85] probably because of tumor DNA dilution by DNA from normal cells during DNA extraction. However, EGFR gene copy number as analyzed by FISH or chromogenic in situ hybridization appears to be a promising biomarker of response to such treatment ( Table 3 ), and present technical limitations are being addressed in pathology studies.[97] Methods of tissue processing and EGFR scoring systems differed between studies. Moreover, FISH pattern for EGFR expression is often nonhomogeneous in colorectal cancer tumors, with variable ratios of disomy vs polysomy or amplification being observed.[93,94] Increased gene copy number was found in at least 30% of patients when a threshold value of approximately three EGFR copies per nucleus was used, as determined by FISH, compared with only 10% of patients when a threshold of six or more EGFR copies per nucleus was used, as determined by chromogenic in situ hybridization ( Table 3 ). Statistically significant concordance between primary colorectal tumors and their metastases with regard to EGFR gene copy number has been found, as identified by FISH.[95,96]

Available data suggest that patients with less than three EGFR gene copies per nucleus have a relatively low likelihood of responding to EGFR-targeted monoclonal antibody treatment.[34,56,94–96] In a retrospective analysis of a subgroup of patients participating in the pivotal phase III trial of panitumumab monotherapy,[94] the mean EGFR gene copy number per nucleus and the percentage of tumor cells with chromosome 7 polysomy (three or more EGFR signals per nucleus) were analyzed by FISH and the association between these parameters and clinical outcome was assessed. None of the patients with a mean of <2.47 EGFR gene copies per nucleus or fewer than 43% of tumor cells with chromosome 7 polysomy, respectively, achieved objective response compared with six (30%) of the 20 patients (P=.001) and six (32%) of the 19 patients (P=.001) who had values above these thresholds. A mean EGFR gene copy number threshold of less than 2.5 copies per nucleus or fewer than 40% of tumor cells with chromosome 7 polysomy discriminated patients with shorter progression-free (P=.039 and P=.029, respectively) and overall survival (P=.015 and P=.014, respectively). EGFR gene copy number and chromosome 7 polysomy status did not draw a parallel with progression-free interval in patients receiving only supportive care in this study, suggesting that this parameter is not prognostic in metastatic colorectal cancer.[94] These data contrast with earlier findings that were based on quantitative polymerase chain reaction analysis[85] showing that EGFR gene copy number, as assessed by this method, related to neither clinical response nor progression-free interval. Homogeneous (ie, 100%) chromosome 7 disomy was the most common pattern found in 58 colorectal tumors with nonincreased gene copy number (n = 26; 45%).[94] Chromosome 7 disomy is easier to detect than an increase in EGFR gene copy number and, therefore, might enable a more reproducible FISH assay. However, methods need to be further standardized for better reproducibility and optimum sensitivity.[96,97]

In comparison with patients with normal EGFR gene copy number, patients with an increased EGFR gene copy number exhibit higher response rates to EGFR-targeted monoclonal antibodies, with a longer progression-free interval or time to progression[34,58,94–96] ( Table 3 ). Two studies found that six (30%) of 20 patients and 14 (33%) of 43 patients with increased EGFR gene copy number had an objective response to panitumumab[94] or cetuximab with or without chemotherapy.[95] Such response rates compare favorably with historical response rates reported for populations selected by EGFR immunostaining alone. Higher response rates were seen in other studies ( Table 3 ). For instance, Moroni et al.[26] found an 89% response rate in a subgroup of nine patients with colorectal cancer whose tumors had an increased EGFR gene copy number, but these investigators included a relatively high proportion of responders (nine of 29 patients; 31%) in their analysis. In vitro studies by these investigators also showed that the proliferation of various colorectal cancer cell lines with amplified EGFR was completely inhibited by cetuximab at concentrations that did not affect proliferation of cells with unamplified EGFR.[26] Logistic regression analysis indicated that the odds ratio for response to panitumumab was 5.62 (95% CI = 1.51 to 21.0) for increased vs normal mean EGFR gene copy number.[94]

Overexpression of Other EGFR Ligands. Elevated gene expression of alternative EGFR ligands, such as epiregulin and amphiregulin, may promote tumor growth and survival via an autocrine loop.[59,98] Expression of high levels of mRNA for either epiregulin or amphiregulin has been associated with sensitivity to cetuximab monotherapy.[59,98] Comparison of clinical outcomes for patients with high and low levels of these ligands showed a statistically significantly improved disease control rate (P<.001) and longer progression-free interval among patients with high expression of epiregulin (median = 103.5 vs 57 days, P<.001; HR = 0.47 [95% CI = 0.24 to 0.64]) or amphiregulin (median = 115.5 vs 57 days, P<.001; HR = 0.44 [95% CI = 0.21 to 0.57]).[59] The exclusive use of either KRAS status or amphiregulin or epiregulin gene expression profiles[59] does not result in the selection of identical patient populations who are likely to benefit from treatment with cetuximab: Among patients with wild-type KRAS, patients whose tumors expressed high levels of amphiregulin or epiregulin were likely to experience disease control, whereas patients whose tumors expressed low levels of these genes were not, thus providing important complementary information to KRAS status.[99] Increased gene copy number of HER2 (the preferred heterodimer of EGFR) was linked to a statistically significantly shorter overall survival (P=.03), with a trend toward a shorter time to progression (P=.09), in 85 patients receiving cetuximab with or without chemotherapy.[100]

Other Potential Biomarkers

Markers of angiogenesis and cell cycle regulation appear to be promising areas for further research. Angiogenesis is a prerequisite for growth and progression of tumors.[101,102] Although driven by separate mechanisms, EGFR and the key angiogenic factor VEGF-1 share common downstream pathways (Figure 1). Findings of preclinical studies (conducted in human tumor cell lines xenografted into murine models that evaluated the combined pharmacological targeting of EGFR-dependent and VEGF-dependent pathways) indicate direct or indirect angiogenic effects of EGFR signaling.[103–106] Furthermore, expression of VEGF-1 or its receptor has been linked to resistance to EGFR-targeted agents in various cancer cell lines[107] and in patients with metastatic colorectal cancer.[108] Markers that have been positively linked to outcome in patients with metastatic colorectal cancer who were treated with EGFR-targeted monoclonal antibodies include expression or gene polymorphisms of cyclooxygenase-2,[108,109] interleukin-8,[108,109] and the cell cycle regulator cyclin D1.[93,108,109] For instance, Vallböhmer et al.[108] concluded that a combination of low gene expression levels of cyclooxygenase-2, EGFR, and interleukin-8 was statistically significantly related to the overall survival of patients who were treated with cetuximab monotherapy (13.5 vs 2.3 months in those with high gene expression levels of these three genes; P=.028). Feedback mechanisms and complex cellular circuits further link expression of VEGF, interleukin-8, and cyclooxygenase-2 to the oncogenic activation of KRAS and BRAF genes. For example, expression of cyclooxygenase-2, an upstream regulator of EGFR activity, is driven via the EGFR cascade (Figure 1), and in particular oncogenic KRAS has been shown to induce cyclooxygenase-2 expression.[110,111] In addition, increased expression of cyclooxygenase-2 may result in increased production of prostaglandin E2, which in turn can transactivate EGFR.[112] Expression of the transcription factor nuclear factor κB has also been linked with resistance to cetuximab.[113]

Polymorphisms in fragment c gamma receptors, surface receptors for immunoglobulin G located on immune effector cells (such as natural killer lymphocytes and macrophages), are also of interest as potential markers of response to EGFR-targeted monoclonal antibodies, although data are conflicting at present.[109,114–116] Fragment c gamma receptors are thought to play a role in antibody-dependent cell-mediated cytotoxicity, which has been postulated as an additional mechanism of action for the IgG1 type of monoclonal antibodies, such as cetuximab, rituximab, and trastuzumab.[117] Although it was initially believed that panitumumab, as an IgG2 monoclonal antibody, would not elicit antibody-dependent cell-mediated cytotoxicity, this phenomenon has recently been demonstrated in squamous cell head and neck carcinomas in vitro at concentrations that are analogous to therapeutic doses.[117]

Molecular brakes that protect against inappropriate oncogene activation (such as TP53) may also be candidate biomarkers of sensitivity to anti-EGFR therapy, given that their inactivation may be required for tumor progression. Indeed, Oden-Gangloff et al.[118] suggest that TP53 mutations may be predictive of increased likelihood of response to cetuximab treatment, particularly in patients with wild-type KRAS status.[118]

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